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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-10-03
NY RA APPROVED 2021-04-19
NH RA APPROVED 2017-08-07
VT RA APPROVED 2017-07-31
ME RA APPROVED 2017-07-26
CT RA APPROVED 2015-10-15
FL RA APPROVED 2007-09-25
TX RA APPROVED 2007-09-25
  • OH RA
    APPROVED
    Since 2022-10-03
  • NY RA
    APPROVED
    Since 2021-04-19
  • NH RA
    APPROVED
    Since 2017-08-07
  • VT RA
    APPROVED
    Since 2017-07-31
  • ME RA
    APPROVED
    Since 2017-07-26
  • CT RA
    APPROVED
    Since 2015-10-15
  • FL RA
    APPROVED
    Since 2007-09-25
  • TX RA
    APPROVED
    Since 2007-09-25

Branch Locations

900 Elm St, Manchester, NH 03101 • United States

100 Market St, Portsmouth, NH 03801 • United States

100 Campus Dr Division - Mid Atlantic, Florham Park, NJ 07932 • United States

63 S Main St, Hanover, NH 03755 • United States

60 Lake St, Burlington, VT 05401 • United States

118 Storrs St, Concord, NH 03301 • United States

415 Lisbon St, Lewiston, ME 04243 • United States

1 Monument Sq, Portland, ME 04101 • United States

300 Broadhollow Rd, Melville, NY 11747 • United States

Colchester, VT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 05/2007 Present
Other Businesses

I*1916385 Entity Type, Name of OBA: Rental Property 1 Address: Revere Massachusetts 02151 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 08/01/2024 No Hours: 2 No Hours during trading: 0 Duties: I*: 2096294 Entity Type: Entity For Profit Name of OBA: Alquinta Realty LLC Address: Lynn, MA 01902 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 11/30/2024 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: Creating an LLC in Massachusetts to hold the condo that was inherited from my father's passing. The LLC will only be used to managed the money to repair and rent to holding. The LLC will be held by my 2 brothers, C. and R. A. and myself.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-21
  • S66 Uniform Combined State Law Examination
    2007-09-21

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