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Jory M Fong

Wells Fargo Clearing Services, LLC

Waltham, MA

CRD 5343240

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-25
CT RA APPROVED 2024-04-12
  • TX RA
    APPROVED_RES
    Since 2026-06-25
  • CT RA
    APPROVED
    Since 2024-04-12

Branch Locations

130 Turner St Ste 800, Waltham, MA 02453 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sg Americas Securities, Llc New York NY 01/2018 04/2019
Unemployed New York NY 09/2017 01/2018
Trumid Financial Llc New York NY 02/2017 09/2017
Unemployed New York NY 01/2016 02/2017
Wells Fargo Clearing Services, Llc Waltham MA 10/2023 Present
Allurion Technologies Natick MA 04/2019 12/2021
Enigma Securities New York NY 12/2021 11/2022
Syncretic Capital New York NY 11/2022 04/2023
Unemployed Weston MA 07/2023 10/2023
  • 01/2018 → 04/2019
    Sg Americas Securities, Llc
    New York, NY
  • 09/2017 → 01/2018
    Unemployed
    New York, NY
  • 02/2017 → 09/2017
    Trumid Financial Llc
    New York, NY
  • 01/2016 → 02/2017
    Unemployed
    New York, NY
  • 10/2023 → Present
    Wells Fargo Clearing Services, Llc
    Waltham, MA
  • 04/2019 → 12/2021
    Allurion Technologies
    Natick, MA
  • 12/2021 → 11/2022
    Enigma Securities
    New York, NY
  • 11/2022 → 04/2023
    Syncretic Capital
    New York, NY
  • 07/2023 → 10/2023
    Unemployed
    Weston, MA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-01-24
S65 Uniform Investment Adviser Law Examination 2024-04-12
  • S63 Uniform Securities Agent State Law Examination
    2025-01-24
  • S65 Uniform Investment Adviser Law Examination
    2024-04-12
Other Names
  • Jory Michael Fong

View on SEC IAPD

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