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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Brea | CA | 03/2014 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | La Habra | CA | 03/2014 | 07/2021 |
| Real Estate Rental | La Puente | CA | 09/2012 | Present |
| Janice Wheeler | Brea | CA | 04/2014 | 08/2018 |
| Brio La Habra Community Association | Costa Mesa | CA | 10/2017 | Present |
| Lpl Financial Llc | Brea | CA | 07/2021 | Present |
1) 07/16/2021 - JUDD TONGPRAJIAD / Act in a Fiduciary Capacity / Investment Related / 0HR / MO / 396 Salamanca Ct La Habra, CA 90631- 9294 - Start date: 9/22/07 2) 07/16/2021 - The Nick A Milazzo Group, Inc. / DBA for LPL Business (entity for LPL business) / Investment Related / 0HR / MO / 4210 Riverwalk Pkwy Ste 250 Riverside, CA 92505 3) 07/16/2021 - JUDD TONGPRAJIAD / Real Estate Rental / Investment Related / 0HR / MO / 16311 E. Citrus Pl. La Puente, CA 91744 - Start date: 9/1/2012 4. 10/21/2025 - The Milazzo Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At reported business location(s) - Start date: 12/14/2023 - 160hrs/mnth during Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-06 |
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