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Worawit Judd Tongprajiad

LPl Financial LLC

Brea, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-07-21
TX RA APPROVED_RES 2021-07-21
  • CA RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21

Branch Locations

3 Pointe Dr, Ste 210, Brea, CA 92821 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Brea CA 03/2014 07/2021
Various Insurance Carriers For W & R Insurance Agencies La Habra CA 03/2014 07/2021
Real Estate Rental La Puente CA 09/2012 Present
Janice Wheeler Brea CA 04/2014 08/2018
Brio La Habra Community Association Costa Mesa CA 10/2017 Present
Lpl Financial Llc Brea CA 07/2021 Present
  • 03/2014 → 07/2021
    Waddell & Reed, Inc
    Brea, CA
  • 03/2014 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    La Habra, CA
  • 09/2012 → Present
    Real Estate Rental
    La Puente, CA
  • 04/2014 → 08/2018
    Janice Wheeler
    Brea, CA
  • 10/2017 → Present
    Brio La Habra Community Association
    Costa Mesa, CA
  • 07/2021 → Present
    Brea, CA
Previous Registrations
  • 2014-03-25 → 2021-07-21
    Waddell & Reed
    Brea, CA
    Riverside, CA
    Las Vegas, NV
    Brea, CA
  • 2013-11-21 → 2014-03-03
    Brea, CA
Other Businesses

1) 07/16/2021 - JUDD TONGPRAJIAD / Act in a Fiduciary Capacity / Investment Related / 0HR / MO / 396 Salamanca Ct La Habra, CA 90631- 9294 - Start date: 9/22/07 2) 07/16/2021 - The Nick A Milazzo Group, Inc. / DBA for LPL Business (entity for LPL business) / Investment Related / 0HR / MO / 4210 Riverwalk Pkwy Ste 250 Riverside, CA 92505 3) 07/16/2021 - JUDD TONGPRAJIAD / Real Estate Rental / Investment Related / 0HR / MO / 16311 E. Citrus Pl. La Puente, CA 91744 - Start date: 9/1/2012 4. 10/21/2025 - The Milazzo Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At reported business location(s) - Start date: 12/14/2023 - 160hrs/mnth during Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-22
S63 Uniform Securities Agent State Law Examination 2007-07-06
  • S66 Uniform Combined State Law Examination
    2013-10-22
  • S63 Uniform Securities Agent State Law Examination
    2007-07-06
Other Names
  • Judd Tongprajiad
  • Worawit Judd Tongprajiad
  • W Judd Tongprajiad

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