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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2016-11-08
  • MA RA
    APPROVED
    Since 2016-11-08

Branch Locations

200 5Th Ave Suite 4010, Waltham, MA 02451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cohen Cohen & Co., A Professional Corporation Boston MA 08/1998 Present
Lincoln Financial Advisors Corporation Waltham MA 05/2007 11/2016
Lpl Financial Llc Waltham MA 11/2016 Present
Integrated Wealth Concepts Llc Waltham MA 11/2016 Present
  • 08/1998 → Present
    Cohen Cohen & Co., A Professional Corporation
    Boston, MA
  • 05/2007 → 11/2016
    Lincoln Financial Advisors Corporation
    Waltham, MA
  • 11/2016 → Present
    Lpl Financial Llc
    Waltham, MA
  • 11/2016 → Present
    Waltham, MA
Previous Registrations
  • 2007-07-10 → 2016-11-08
    Osaic Fa, Inc.
    Glastonbury, CT
    Boston, MA
    Waltham, MA
    Waltham, MA
Other Businesses

1)11/4/16- Cohen Cohen and Company- CPA Affiliate Program-president/shareholder- Inv. Related- Boston, MA - start date 8/1/1998- 100% 2)11/4/16-Integrated Financial Partners- DBA for LPL Business (entity for LPL business)- Inv. Related- Boston, MA - 100% 3)11/4/16-CFD Realty, LLC- Real Estate Rental- member/partner -Inv. Related- Boston, MA - start date 12/1/2000- 1% 4) RAJIV DAYAL HAS SERVED AS A DUALLY-REGISTERED INVESTMENT ADVISOR REPRESENTATIVE/REGISTERED REPRESENTATIVE WITH INTEGRATED WEALTH CONCEPTS LLC AND LPL FINANCIAL LLC ("LPL") SINCE 11/2016. BUSINESS ACTIVITIES ARE CONDUCTED FROM WALTHAM, MA. 5) 11/18/2016: Integrated Wealth Concepts LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Time Spent 100% - IAR - I provide investment advisory services through Integrated Wealth Concepts, an independent investment advisor firm. I started this business activity in November 2016. I expect to spend approximately 100% of my time on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 11/18/2016: Integrated Wealth Concepts LLC - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Time Spent 100% - IAR.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-24
  • S66 Uniform Combined State Law Examination
    2007-06-24

View on SEC IAPD

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