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Current Employers
Stepping Stone Advisors, Llc

North Ridgeville, OH • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-08-25
OH RA APPROVED 2019-03-27
  • VA RA
    APPROVED
    Since 2021-08-25
  • OH RA
    APPROVED
    Since 2019-03-27

Branch Locations

Superior Township, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Richfield OH 12/2014 12/2016
Department Of Defense/Office Of Secretary Of Defense Woodbridge VA 01/2017 Present
Stepping Stone Advisors, Llc Alexandria VA 09/2018 Present
Previous Registrations
Other Businesses

Kenneth Basel is currently employed as a Personal Financial Counselor by the Department of Defense/Office of the Secretary of Defense. This activity accounts for approximately 50% of his time.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-05
  • S66 Uniform Combined State Law Examination
    2015-09-05
Designations
Other Names
  • Kenneth Basel
  • Kenneth Lee Basel
  • Kenneth Lee Basel
  • Kenneth Lee Basel

View on SEC IAPD

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