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Sandra Elizabeth Orozco

Charles Schwab & Co., Inc.

El Paso, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-02-14
  • TX RA
    APPROVED
    Since 2018-02-14

Branch Locations

1945 Northwestern Drive, El Paso, TX 79912-1108 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Bellevue WA 12/2015 11/2017
Charles Schwab & Co., Inc. El Paso TX 11/2017 Present
Previous Registrations
  • 2009-06-01 → 2017-11-07
    Morgan Stanley
    El Paso, TX
    Kirkland, WA
    Bellevue, WA
  • 2007-08-28 → 2009-06-01
    Morgan Stanley & Co. Llc
    El Paso, TX
Other Businesses

Start Date = 11-25-20| UPS| driver helper| El Paso, TX| Hours/Month = 20-40| assisting drivers with delivering packages during seasonal period

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-23
  • S66 Uniform Combined State Law Examination
    2007-08-23
Other Names
  • Sandra E Garcia
  • Sandy Mendoza
  • Sandra Elizabeth Mendoza

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · EL PASO, TX
OSAIC WEALTH, INC. · EL PASO, TX
RAYMOND JAMES & ASSOCIATES, INC. · EL PASO, TX
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EL PASO, TX
PARK AVENUE SECURITIES LLC · EL PASO, TX
LPL FINANCIAL LLC · EL PASO, TX
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC · EL PASO, TX
CETERA INVESTMENT ADVISERS LLC · EL PASO, TX

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