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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-27 |
| OH | RA | APPROVED | 2022-11-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors | Whitehouse | OH | 03/2007 | 10/2018 |
| Tcp Asset Management, Llc | Columbus | OH | 10/2018 | 08/2022 |
| Tcp Asset Management | Columbus | OH | 10/2018 | 10/2018 |
| Lincoln Financial Group | Fort Wayne | IN | 10/2007 | 10/2018 |
| United Planners Financial Services Of America | Scottsdale | AZ | 10/2018 | 11/2022 |
| Aaron Biederstedt Independent Insurance | Columbus | OH | 10/2018 | Present |
| Tcp Asset Management, Llc | Columbus | OH | 10/2018 | 11/2022 |
| Lpl Financial | Whitehouse | OH | 11/2022 | Present |
1-11/2018 / A2O WEALTH MANAGEMENT LLC / Business Entity For Tax/Investment Purposes Only / NON INVESTMENT RELATED / WHITEHOUSE, OH
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-18 |
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