Brent Harrison Sheppard

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-12-02
FL	RA	APPROVED	2021-12-03
NJ	RA	APPROVED	2018-03-02

TX RA
APPROVED_RES

Since 2024-12-02
FL RA
APPROVED

Since 2021-12-03
NJ RA
APPROVED

Since 2018-03-02

Branch Locations

1525 International Parkway Ste 2021, Lake Mary, FL 32746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services, Llc	Lake Mary	FL	03/2017	Present
Massachusetts Mutual Life Insurance Company	Lake Mary	FL	07/2016	Present

03/2017 → Present

Mml Investors Services, Llc

Lake Mary, FL
07/2016 → Present

Massachusetts Mutual Life Insurance Company

Lake Mary, FL

Previous Registrations

2013-09-10 → 2017-12-31

Newsquare Capital, Llc

Newtown Square, PA
2015-01-02 → 2017-03-25

Msi Financial Services, Inc.

Newtown Square, PA
2008-03-07 → 2015-01-02

New England Securities

Newtown Square, PA

Other Businesses

NAME: CADENCE FINANCIAL MANAGEMENT, LLC INV REL: Y ADD: 10 LAKE CENTER EXECUTIVE PARK, 401 RT. 73 NORTH, SUITE 201, MARLTON, NJ 08053 NATURE: LLC FOR OUR DBA TO PAY BUSINESS EXPENSES AND PAYROLL POSITION: MEMBER START DATE: 01/01/2023 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 10 DESCRIBE DUTIES: MEMBER OF LLC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-02-26
S63	Uniform Securities Agent State Law Examination	2007-06-29

S66 Uniform Combined State Law Examination

2008-02-26
S63 Uniform Securities Agent State Law Examination

2007-06-29

Other Names

Brent Sheppard

View on SEC IAPD