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Crystal Dawn Leppo

Ubs Financial Services Inc.

Colchester, CT

Hartford, CT

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-07
CT RA APPROVED 2019-06-15
  • TX RA
    APPROVED_RES
    Since 2025-02-07
  • CT RA
    APPROVED
    Since 2019-06-15

Branch Locations

Colchester, CT • United States

One State Street Suite 1600, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Glastonbury CT 01/2014 Present
  • 01/2014 → Present
    Wells Fargo Advisors, Llc
    Glastonbury, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-15
S63 Uniform Securities Agent State Law Examination 2013-04-26
  • S66 Uniform Combined State Law Examination
    2019-06-15
  • S63 Uniform Securities Agent State Law Examination
    2013-04-26
Other Names
  • Crystal Dawn Sweatt
  • Crystal Leppo

View on SEC IAPD

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