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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-04
IA RA APPROVED 2015-06-03
  • TX RA
    APPROVED_RES
    Since 2026-03-04
  • IA RA
    APPROVED
    Since 2015-06-03

Branch Locations

2424 Edenborn Ave Ste 680, Metairie, LA 70001 • United States

699 Walnut St Ste 1325, Des Moines, IA 50309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Des Moines IA 09/2014 Present
  • 09/2014 → Present
    Voya Financial Advisors
    Des Moines, IA
Previous Registrations
  • 2012-11-26 → 2014-05-28
    Waddell & Reed
    Overland Park, KS
  • 2012-04-03 → 2012-11-06
    Des Moines, IA
  • 2011-04-21 → 2012-02-10
    Waddell & Reed
    Torrance, CA
    Manhattan Beach, CA
  • 2009-02-06 → 2011-03-31
    Waddell & Reed
    Overland Park, KS
Other Businesses

FIXED INSURANCE POSITION: Independent Insurance Agent NATURE: fixed insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 16 START DATE: 11/13/2023 ADDRESS: 699 Walnut Street, Suite 1325, Des Moines IA 50309, United States DESCRIPTION: Sales of fixed insurance products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-20
  • S66 Uniform Combined State Law Examination
    2008-11-20

View on SEC IAPD

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