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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-03-20
TX RA APPROVED 2015-09-08
  • OH RA
    APPROVED
    Since 2024-03-20
  • TX RA
    APPROVED
    Since 2015-09-08

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Sugar Creek, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Richfield OH 05/2007 Present
Charles Schwab Bank Sugar Land TX 07/2009 01/2020
Other Businesses

1) Independent Contractor - OHSAA Basketball Official|Investment Related: No|Sports/Physical Recreation|Basketball Official/Referee|1/18/2024|Less than 20 hour/month - 0 during trading hours|Referee Junior and High School Basketball Contests 2) SAABAR LLC|Investment Related:No|9870 Golf Course Rd. NW;Sugarcreek;OH;44681;USA|Agriculture/Forestry/Fishing|Owner|2024-07-11|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Silent Partner - Investor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-16
  • S66 Uniform Combined State Law Examination
    2010-04-16
Other Names
  • Bart Hostetler

View on SEC IAPD

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