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Richard Michael Lamonica

John Hancock Investment Management LLC

Boston, MA

Medway, MA

CRD 4140931

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Employer firm

John Hancock Investment Management LLC CRD 105790

$212B regulatory AUM 4 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
John Hancock Investment Management Llc

200 Berkeley St., Boston, MA 02116-5022 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-11-08
  • MA RA
    APPROVED
    Since 2018-11-08

Branch Locations

200 Berkeley St., Boston, MA 02116-5022 • United States

Medway, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
John Hancock Investment Management Distributors Llc Boston MA 02/2013 Present
John Hancock Investment Management Llc Boston MA 11/2018 Present
Previous Registrations
Other Businesses

1.) a.OBA Name: Holliston High School b.Investment-related? No c.OBA Address: 370 Hollis St., Holliston, MA 01746 d.OBA Nature: Coaching e.Position, Title, or Relationship with the OBA: Swim & Dive Coach f.OBA Start Date: 12/01/2025 g.Approximate number of hours/months devoted to the OBA: 21 h.Number of hours devoted to the OBA during securities trading hours: 0 i.Brief description duties related to the OBA: Co-Head coach for boys & girls swim & dive teams. 2.) a.OBA Name: Massachusetts Track & Field Officials Association b.Investment-related? No c.OBA Address: 78 Duff St., Watertown, MA, 02053 d.OBA Nature: Official/Referee - at a High School & College Track & Field e.Position, Title, or Relationship with the OBA: Contractor f.OBA Start Date: 11/14/2025 g.Approximate number of hours/months devoted to the OBA: 12 h.Number of hours devoted to the OBA during securities trading hours: 0 i.Brief description duties related to the OBA: Officiate track and field events, ensure the events are moving along, time & measurements are correctly reported, enforce rules, and report results of events. Per meet, most meets are $140 fee, larger meets are paid more.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-08-29
S63 Uniform Securities Agent State Law Examination 2001-08-15
  • S65 Uniform Investment Adviser Law Examination
    2003-08-29
  • S63 Uniform Securities Agent State Law Examination
    2001-08-15
Other Names
  • Rick Lamonica
  • Ricky Lamonica
  • Richard Michael Lamonica Jr

View on SEC IAPD

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