Lloyd D Walker

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2023-07-26

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Plantation	FL	01/2013	06/2023
Bank Of America, N.A.	Plantation	FL	03/2013	06/2023
Wells Fargo Clearing Services, Llc	Duluth	GA	06/2023	Present

01/2013 → 06/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Plantation, FL
03/2013 → 06/2023

Bank Of America, N.A.

Plantation, FL
06/2023 → Present

Wells Fargo Clearing Services, Llc

Duluth, GA

2013-02-19 → 2023-07-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Plantation, FL

Fort Lauderdale, FL

Plantation, FL

Margate, FL

Plantation, FL

Coral Springs, FL

Coral Springs, FL

Coral Springs, FL

Smyrna, GA

Mableton, GA

Atlanta, GA

Smyrna, GA

Coral Springs, FL

Mableton, GA

Atlanta, GA

Atlanta, GA

Smyrna, GA
2011-04-08 → 2012-10-17

Td Ameritrade, Inc.

Fort Lauderdale, FL
2011-05-06 → 2012-10-17

Td Ameritrade Investment Management, Llc

Fort Lauderdale, FL
2007-08-24 → 2011-04-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boca Raton, FL

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-08-22