Matthew James Glickenhaus

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2015-02-09

FL RA
APPROVED

Since 2015-02-09

Branch Locations

Palmetto, FL • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sigma Financial Corporation	Ann Arbor	MI	12/2014	Present

12/2014 → Present

Sigma Financial Corporation

Ann Arbor, MI

Previous Registrations

2013-08-06 → 2014-12-04

Raymond James Financial Services Advisors, Inc

St. Pete Beach, FL

Other Businesses

Sale of non-variable insurance products through various insurance companies. Annuities sold through approved FMOs/channels of Sigma Financial Corp. Start date: 6/10/25. INV REL: Y Collect gems and minerals as a hobby - will be selling them online through a gem rock auction store, as well as eBay. Start date: 5/1/26, approx. 1 hr/mo, none during mkt hrs. INV REL: N

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2023-02-04
S66	Uniform Combined State Law Examination	2013-03-23

S63 Uniform Securities Agent State Law Examination

2023-02-04
S66 Uniform Combined State Law Examination

2013-03-23

Other Names

Matthew J Glickenhaus
Matt Glickenhaus
Matthew James Glickenhaus

View on SEC IAPD