Jaclyn Adams Peal

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 01/2020
  Cls Investments, Llc
  Omaha, NE
• 03/2015 → 01/2020
  Northern Lights Distributors, Llc
  Omaha, NE
• 01/2019 → 01/2020
  Gemini Fund Services, Llc
  Omaha, NE
• 01/2020 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2019 → Present
  Cwm, Dba Carson Partners
  Omaha, NE

Previous Registrations

• 2015-04-01 → 2019-11-18
  Orion Portfolio Solutions, Llc
  Omaha, NE
• 2008-11-07 → 2015-03-06
  Securities America Advisors, Inc.
  La Vista, NE
• 2007-09-07 → 2008-09-03
  Morgan Stanley & Co. Llc
  Erie, PA

Other Businesses

1. NAME OF OTHER BUSINESS: CWM, DBA CARSON PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SUPPORTING CLIENTS AND PARTNERS OF CARSON (CWM, LLC) POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT, BUSINESS CONSULTING START DATE: 9/19 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: VICE PRESIDENT, BUSINESS CONSULTING

Exams

• S66 Uniform Combined State Law Examination
  2007-08-15

Other Names

• Jaclyn Sue Adams
• Jaclyn Sue Adams Peal