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Dwight Lorenzo Beasley

Edward Jones

Huntington Beach, CA

CRD 5339292

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-22
CA RA APPROVED 2020-02-28
  • TX RA
    APPROVED_RES
    Since 2020-04-22
  • CA RA
    APPROVED
    Since 2020-02-28

Branch Locations

16400 Pacific Coast Highway Suite 107, Huntington Beach, CA 92649 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seal Beach CA 01/2016 12/2019
Bank Of America, N.A. Seal Beach CA 10/2016 12/2019
Edward Jones St. Louis MO 02/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-18
S63 Uniform Securities Agent State Law Examination 2013-04-01
  • S66 Uniform Combined State Law Examination
    2016-07-18
  • S63 Uniform Securities Agent State Law Examination
    2013-04-01
Other Names
  • Dwight Lorenzo Beasley
  • Dwight L Beasley
  • Dwight Beasley
  • Dwight Beasley
  • Dwight Lorenzo Beasley

View on SEC IAPD

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