Steven R Martindale

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2023-01-13
TX	RA	APPROVED	2023-01-13

CO RA
APPROVED

Since 2023-01-13
TX RA
APPROVED

Since 2023-01-13

Branch Locations

Carbondale, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Grand Rapids	MI	07/2016	01/2023
Bank Of America, N.A.	Grand Rapids	MI	01/2017	01/2023
Lpl Financial Llc	Carbondale	CO	01/2023	Present

07/2016 → 01/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Grand Rapids, MI
01/2017 → 01/2023

Bank Of America, N.A.

Grand Rapids, MI
01/2023 → Present

Lpl Financial Llc

Carbondale, CO

Previous Registrations

2016-08-02 → 2023-01-17

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Grand Rapids, MI
2011-06-07 → 2016-08-02

Wells Fargo Clearing Services, Llc

Grand Rapids, MI
2009-11-09 → 2011-06-10

J.J.B. Hilliard, W.L. Lyons, Llc

Holland, MI

Other Businesses

1. 04/12/2023 - Martindale Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/26/2023 - 0 Hours Per month/0 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-08-04

S66 Uniform Combined State Law Examination

2009-08-04

View on SEC IAPD