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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-02-09 |
| TX | RA | APPROVED | 2026-02-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc | Charlotte | NC | 10/2024 | 07/2025 |
| Bank Of America, Na | Charlotte | NC | 11/2020 | 10/2024 |
| Texas Family Fitness | Littel Elm | TX | 07/2019 | 08/2020 |
| Jfittrainers, Llc | Pompano Beach | FL | 07/2015 | 10/2020 |
| Lpl Enterprise Holdings Inc. | Charlotte | NC | 07/2025 | 09/2025 |
| The Vanguard Group, Inc. | Charlotte | NC | 01/2026 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 01/2026 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 01/2026 | Present |
| Self-Employed | Charlotte | NC | 09/2025 | 01/2026 |
| University Of Houston - Victoria | Pompano Beach | FL | 01/2021 | 05/2023 |
| Prudential Insurance Company Of America | Charlotte | NC | 07/2025 | 09/2025 |
NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: MONROE, NC NATURE OF BUSINESS: NC INSURANCE PRODUCER LICENSE POSITION: N/A START DATE: 01/2025 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 2024-06-24 |
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