Daniel S Rosaschi

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 07/2021
  Wells Fargo Bank Na
  Novato, CA
• 11/2013 → 11/2016
  Wells Fargo Advisors Llc
  Novato, CA
• 11/2016 → 07/2021
  Wells Fargo Clearing Services, Llc
  Novato, CA
• 07/2021 → Present
  Morgan Stanley
  Santa Rosa, CA
• 05/2023 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2014-01-22 → 2021-07-27
  Wells Fargo Clearing Services, Llc
  Novato, CA
  Novato, CA
  Corte Madera, CA
  Santa Rosa, CA
  Santa Rosa, CA
  Healdsburg, CA
• 2013-09-04 → 2013-11-05
  U.S. Bancorp Advisors, Llc
  Corona Del Mar, CA

Other Businesses

*458892 - Demeo Teen Club (AKA Chops Teen Club) ; Investment related - No ; Santa Rosa, California ; Children/Youth ; Board Member, Officer: President of the Board (proprietor, partner, officer, director, employee, trustee, agent) ; 11/2021 ; During business hours : 1 ; After business hours : 2 ; Business Development/Growth, Fundraising, Administrative

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-09-04
• S63 Uniform Securities Agent State Law Examination
  2007-06-28

Other Names

• Dan Scott Rosaschi
• Dan Rosaschi
• Daniel Rosaschi
• Daniel Scott Rosaschi