Adam M Leach

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 01/2023
  Edward Jones
  St. Louis, MO
• 01/2023 → Present
  Raymond James Financial Services, Inc.
  Charlotte, NC
• 01/2023 → Present
  Raymond James Financial Services Advisors, Inc.
  Charlotte, NC
• 01/2023 → Present
  Cygnus Asset Management, Llc
  Charlotte, NC

Previous Registrations

• 2016-08-15 → 2023-01-11
  Edward Jones
  Charlotte, NC
  Lake Wylie, SC
  Charlotte, NC
• 2015-04-27 → 2016-08-25
  Wells Fargo Advisors Financial Network, Llc
  Charlotte, NC
• 2014-11-21 → 2015-02-26
  Investment Centers Of America, Inc.
  Waseca, MN
  Bismarck, ND
  Waseca, MN
  Farmington, MN
• 2012-11-02 → 2014-11-21
  Fintegra, Llc
  Farmington, MN
  Waseca, MN
  Minneapolis, MN

Other Businesses

(1)Name of Business: Address: 811 Solandra Way, Tega Cay, SC, 29708, United States Activity Type: Other Position/Title: Lender , Other Investment Related: Yes Start Date: 12/31/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a contract for deed on a home in MN I used to live in. We sold the property on a contract for deed, so I still owe a loan on it but the buyers also have a loan they pay to me per the contract. (2)Name of Business: Cygnus Asset Management Address: 6805 Carnegie Blvd Ste 380, Charlotte, NC, 28211-3575, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/09/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams

• S66 Uniform Combined State Law Examination
  2007-06-26

Other Names

• Adam Michael Leach