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Ying Wang

Ameriprise Financial Services, LLC

Newport Beach, CA

Yorba Linda, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-16
TX RA APPROVED 2023-06-16
  • CA RA
    APPROVED
    Since 2023-06-16
  • TX RA
    APPROVED
    Since 2023-06-16

Branch Locations

660 Newport Center Dr Ste 800, Newport Beach, CA 92660 • United States

Yorba Linda, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Los Angeles CA 06/2013 11/2016
Wells Fargo Clearing Services, Llc Los Angeles CA 11/2016 06/2023
Ameriprise Financial Services, Llc Irvine CA 06/2023 Present
Previous Registrations
  • 2013-06-27 → 2023-06-27
    Wells Fargo Clearing Services, Llc
    Brea, CA
    Brea, CA
    El Segundo, CA
    Brea, CA
    Irvine, CA
    Anaheim, CA
    Fullerton, CA
    Irvine, CA
    Yorba Linda, CA
  • 2010-05-28 → 2013-07-01
    U.S. Bancorp Advisors, Llc
    Brea, CA
    Placentia, CA
    Fullerton, CA
    Lakewood, CA
    Cypress, CA
    Long Beach, CA
    Long Beach, CA
    Long Beach, CA
    Norwalk, CA
    Artesia, CA
    Whittier, CA
    La Habra, CA
    Laguna Hills, CA
    Huntington Beach, CA
    Westminster, CA
    Garden Grove, CA
  • 2009-04-27 → 2010-05-20
    Wells Fargo Clearing Services, Llc
    La Habra, CA
    La Habra, CA
    Ladera Ranch, CA
    Brea, CA
    Fullerton, CA
    Los Angeles, CA
    Irvine, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-04-24
S63 Uniform Securities Agent State Law Examination 2007-08-13
  • S65 Uniform Investment Adviser Law Examination
    2009-04-24
  • S63 Uniform Securities Agent State Law Examination
    2007-08-13

View on SEC IAPD

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