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188 Inverness Drive West Ste 100, Centennial, CO 80112 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2020-04-27 |
Branch Locations
188 Inverness Drive West Suite 100, Centennial, CO 80112 • US
Denver, CO • United States
2725 W 21St Ave, Denver, CO 80211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2020-03-05 |
Branch Locations
2725 W 21St Ave, Denver, CO 80211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| White Peaks Asset Management | Denver | CO | 01/2013 | 03/2019 |
| Unemployed | Denver | CO | 04/2019 | 12/2019 |
| Apex Captial Management Ltd | Denver | CO | 12/2019 | Present |
| Colorado Financial Service Corporation | Denver | CO | 04/2020 | Present |
Apex Capital Management Ltd-Investment related. 2725 W. 21st Avenue, Denver, CO 80211. Managing Director and Founder of the Investment Advisor. Start Date March 5, 2020. RR spends less than 5 hours per month during securities trading hours on this business. The business is set up with the intent to provide investment advisory services to clients when the opportunities arise. Ironstone Limited Liability Company - non investment related. 2084 S. Milwaukee Street, Denver, CO. Real Estate License - working as an associate broker. Start Date July 25, 2023. RR spends 6-8 hours total per month, with 3-4 of those hours during securities trading hours on the business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-28 |
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