Craig Michael Small

Current Employers

Employment History

• 06/2008 → Present
  Lpl Financial, Llc
  Akron, OH
• 05/2012 → 12/2018
  Symphony Financial Services, Inc.
  Akron, OH
• 12/2018 → Present
  Symphony Financial Services, Inc.
  Akron, OH

Other Businesses

1. 6/13/2008 - SYMPHONY FINANCIAL SERVICES, INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 10/8/2019 - Symphony Financial Services, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - VP and Analyst - Started 10/01/2019 - 160 Hours Per Month During Securities Trading - for RIA - I provide investment advisory services through Symphony Financial Services, Inc., an independent investment advisor firm. I started this business activity in 10/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 6/29/2020 - Kim and Associates - Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Started 05/28/2020 - 15 Hours Per Month During Securities Trading - Management of Kim and Associates office employees. 4. 10/29/2021 - PBOC National LLC - Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Start Date: 07/19/2021 - 1 Hour Per Month/1 Hour During Securities Trading - Help with website maintenance.

Exams

• S66 Uniform Combined State Law Examination
  2013-11-01
• S63 Uniform Securities Agent State Law Examination
  2011-06-27

Designations

Other Names

• Craig M Small
• Craig Michael Small
• Craig Michael Small, Cfa