Michelle M Vazquez

Current Employers

Npa Asset Management, Llc

32-16 Broadway 2Nd Floor, Fair Lawn, NJ 07410 • United States

Current Registrations

Authority	Category	Status	Date
PR	RA	APPROVED	2018-01-12

PR RA
APPROVED

Since 2018-01-12

Branch Locations

31 Calaf St, Hato Rey, PR 00918 • United States

32-16 Broadway 2Nd Floor, Fair Lawn, NJ 07410 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Oriental Financial Services Corp	San Juan	PR	11/2010	08/2017
Nationwide Planning Associates, Inc.	Paramus	NJ	08/2017	Present

11/2010 → 08/2017

Oriental Financial Services Corp

San Juan, PR
08/2017 → Present

Nationwide Planning Associates, Inc.

Paramus, NJ

Previous Registrations

2017-08-18 → 2017-12-31

Npa Asset Management, Llc

Hato Rey, PR

Fair Lawn, NJ
2010-03-23 → 2010-12-13

Santander Securities Llc

Boston, MA

Bayamon, PR

Cidra, PR

Cayey, PR

Hato Rey, PR

Guaynabo, PR

Other Businesses

1. INDEPENDENT INSURANCE AGENT THROUGH VARIOUS AGENCIES 2. DUALLY REGISTERED WITH NPA ASSET MANAGEMENT (RIA) AND NATIONWIDE PLANNING ASSOCIATES INC. (AFFILIATED B/D), INVESTMENT RELATED, START DATE: 8/9/17 3. NON-INVESTMENT RELATED, SELLING SWEETS AND ARTISAN PASTRIES DURING THE CHRISTMAS SEASON AND BY SPECIAL ORDERS (11/2018). 4. NON-INVESTMENT RELATED, REAL ESTATE SALES, START DATE (11/01/2019). 5. NON-INVESTMENT RELATED, ONLINE CLOTHING BRAND IKONIIK LLC SELLING LUXURY SWIMWEAR AND CLOTHING, START DATE (7/25/2020).

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-05-02

S66 Uniform Combined State Law Examination

2000-05-02

Other Names

Michelle M Vazquez Valentin

View on SEC IAPD