Michelle M Vazquez

Employer firm

Npa Asset Management, LLC CRD 131534

$1.06B regulatory AUM 2,746 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• TACTICAL ASSET ALLOCATION

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → 08/2017
  Oriental Financial Services Corp
  San Juan, PR
• 08/2017 → Present
  Nationwide Planning Associates, Inc.
  Paramus, NJ

Previous Registrations

• 2017-08-18 → 2017-12-31
  Npa Asset Management, Llc
  Hato Rey, PR
  Fair Lawn, NJ
• 2010-03-23 → 2010-12-13
  Santander Securities Llc
  Boston, MA
  Bayamon, PR
  Cidra, PR
  Cayey, PR
  Hato Rey, PR
  Guaynabo, PR

Other Businesses

1. INDEPENDENT INSURANCE AGENT THROUGH VARIOUS AGENCIES 2. DUALLY REGISTERED WITH NPA ASSET MANAGEMENT (RIA) AND NATIONWIDE PLANNING ASSOCIATES INC. (AFFILIATED B/D), INVESTMENT RELATED, START DATE: 8/9/17 3. NON-INVESTMENT RELATED, SELLING SWEETS AND ARTISAN PASTRIES DURING THE CHRISTMAS SEASON AND BY SPECIAL ORDERS (11/2018). 4. NON-INVESTMENT RELATED, REAL ESTATE SALES, START DATE (11/01/2019). 5. NON-INVESTMENT RELATED, ONLINE CLOTHING BRAND IKONIIK LLC SELLING LUXURY SWIMWEAR AND CLOTHING, START DATE (7/25/2020).

Exams

• S66 Uniform Combined State Law Examination
  2000-05-02

Other Names

• Michelle M Vazquez Valentin