Carmen Michael Lex

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2008 → 02/2025
  Valic Financial Advisors
  Mount Laurel, NJ
• 12/2022 → 02/2025
  Agia
  Houston, TX
• 02/2025 → Present
  Lpl Financial Llc
  Marlton, NJ

Previous Registrations

• 2008-09-22 → 2025-02-21
  Valic Financial Advisors, Inc.
  Berkeley Heights, NJ
  Mount Laurel, NJ
  Mount Laurel, NJ
  Berkeley Heights, NJ
  Mount Laurel, NJ
• 2008-08-14 → 2008-09-08
  Ameriprise Financial Services, Llc
  Marlton, NJ

Other Businesses

1-02/04/2025 - Wildwood Crest Rental - Real Estate Rental - Investment Related -Wildwood Crest NJ - Start date: 05/05/2015 - 2 Hrs/Mth - 0 Hrs During Trading. 2- 02/04/2025 - Lex Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At reported business location(s) - Start Date:02/04/2025 - 40 Hrs/Mth - 8 Hrs During Trading. 3- 02/04/2025 - 1622 W Tilghman Rental - Real Estate Rental - Investment Related - Allentown PA - Start date: 03/18/2011 - 1 Hrs/Mth - 0 Hrs During Trading. 4- 07/13/2026 - WealthFusion, INC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Mundelein IL - Start Date:05/02/2025 - 1 Hrs/Mth - 0 Hrs During Trading. 5- 07/13/2026 - Back9, Capitas, Gradepoint Insurance- DBA 15 Insurance group, Signal Advisors , Advantage insurance network (AIN) - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:03/06/2025 - 5 Hrs/Mth - 5 Hrs During Trading. 6- 07/13/2026 - 15 Wealth - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:04/01/2025 - 5 Hrs/Mth - 5 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2008-08-13

Designations

• Certified Financial Planner

Other Names

• Carmen Lex
• Carmen M. Lex
• Carmen Michael Lex
• Carmen Michael Lex