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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-27 |
| TX | RA | APPROVED_RES | 2019-07-30 |
| SC | RA | APPROVED | 2018-07-02 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
6702 Buckley Rd, Suite 110A, Syracuse, NY 13212 • United States
1376 Broadcloth St., Suite 101, Fort Mill, SC 29715 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Syracuse | NY | 11/2015 | Present |
| Private Advisor Group, Llc | Syracuse | NY | 11/2015 | Present |
1.12/10/2015 - Eastgate Financial Group, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/4/2015 - 160 Hours Per Month - Time Spent 100%. 2.9/27/2017 - Eastgate Financial Group, Inc. - Investment Related - 6702 Buckley Rd Suite 110a, Syracuse, NY 13212 - Real Estate Rental - Start 10/02/2017 - 1 Hour Per Month During Securities Trading. 3. 08/28/2019 - Eastgate Financial Group - Investment related - 6702 Buckley Rd Suite 110a Syracuse, NY 13212 - Real Estate Rental - start date:07/08/2019 - 1 hr/mo - 1 hr during trading. 4. 09/25/2025 - Private Advisor Group - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:11/02/2015 - 40 Hrs/Mth - 8 Hrs During Trading.I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 11/2015. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 09/25/2025 -Eastgate Financial Group- Registered Investment Advisor DBA- INV Related- At Reported Business Location(s)- Start date 11/02/2015- 160 Hours Per Month- 8 Hours During Trading. 6. 11/18/2025 - Non-Variable Insurance Trails Only - Investment Related - Start Date 01/01/2016 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-06 |
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