Andrew D Tuell

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-08-21
TX	RA	APPROVED	2023-08-21

CA RA
APPROVED

Since 2023-08-21
TX RA
APPROVED

Since 2023-08-21

Branch Locations

Peoria, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Advisors	Peoria	AZ	11/2014	08/2023
Lpl Financial Llc	Peoria	AZ	08/2023	Present

11/2014 → 08/2023

Lincoln Financial Advisors

Peoria, AZ
08/2023 → Present

Lpl Financial Llc

Peoria, AZ

Previous Registrations

2014-11-11 → 2023-08-24

Osaic Fa, Inc.

Scottsdale, AZ

Peoria, AZ
2011-01-12 → 2014-11-14

Equitable Advisors, Llc

Scottsdale, AZ

Other Businesses

1) 08/21/2023 - Valid us Financial Associates. PLLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 40 Hours per month/ 8 Hours During Trading 2) 12/04/2025 - Andrew Tuell PLLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 09/05/2025 - 40 hours per month/ during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-12-20
S63	Uniform Securities Agent State Law Examination	2007-07-20

S65 Uniform Investment Adviser Law Examination

2010-12-20
S63 Uniform Securities Agent State Law Examination

2007-07-20

View on SEC IAPD