Robert Rosenfeld

Strategic Advisers LLC

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Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2025-03-31
TX	RA	APPROVED	2025-03-31

AZ RA
APPROVED

Since 2025-03-31
TX RA
APPROVED

Since 2025-03-31

Branch Locations

Mesa, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chandler	AZ	11/2013	11/2021
Bank Of America, N.A.	Chandler	AZ	11/2013	11/2021
Fidelity Investments	Covington	KY	12/2021	Present
Fidelity Investments	Boston	MA	03/2025	Present

11/2013 → 11/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ
11/2013 → 11/2021

Bank Of America, N.A.

Chandler, AZ
12/2021 → Present

Fidelity Investments

Covington, KY
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2022-01-26 → 2025-03-31

Fidelity Personal And Workplace Advisors

Covington, KY

Mesa, AZ
2017-09-26 → 2021-11-29

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-09-27
S63	Uniform Securities Agent State Law Examination	2007-06-19

S66 Uniform Combined State Law Examination

2017-09-27
S63 Uniform Securities Agent State Law Examination

2007-06-19

Other Names

Robert H Rosenfeld

View on SEC IAPD

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