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John Riefler

Morgan Stanley

New York, NY

Purchase, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-09
  • NY RA
    APPROVED
    Since 2021-06-09

Branch Locations

1 New York Plaza, New York, NY 10004 • United States

2000 Westchester Avenue, Purchase, NY 10577-2530 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs New York NY 09/2015 07/2017
Morgan Stanley Purchase NY 08/2019 Present
The Siegfried Group Old Greenwich CT 08/2017 08/2019
  • 09/2015 → 07/2017
    Ubs
    New York, NY
  • 08/2019 → Present
    Morgan Stanley
    Purchase, NY
  • 08/2017 → 08/2019
    The Siegfried Group
    Old Greenwich, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-21
S63 Uniform Securities Agent State Law Examination 2016-02-01
  • S66 Uniform Combined State Law Examination
    2020-01-21
  • S63 Uniform Securities Agent State Law Examination
    2016-02-01
Other Names
  • John Riefler
  • John F Riefler
  • John F Riefler

View on SEC IAPD

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