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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2019-10-10
TX RA APPROVED_RES 2019-10-09
  • SD RA
    APPROVED
    Since 2019-10-10
  • TX RA
    APPROVED_RES
    Since 2019-10-09

Branch Locations

1604 Mountain View Rd Suite 2, Rapid City, SD 57702 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jo Mama Says Wheatridge CO 05/1996 Present
Jj Advisor Services Rapid City SD 02/2009 10/2019
Signal Securities, Inc. Fort Worth TX 01/2010 10/2019
Cambridge Investment Research Advisors Inc. Fairfield IA 10/2019 Present
Cambridge Investment Research, Inc. Fairfield IA 10/2019 Present
Previous Registrations
  • 2010-03-10 → 2019-10-08
    Rapid City, SD
  • 2007-07-31 → 2009-10-27
    Waddell & Reed
    Rapid City, SD
Other Businesses

1) JJ Advisor Services, Inc. DBA, JJ Advisors DBA JJ Advisor Group, 6630 Dark Canyon Rd. Rapid City, SD 11/03/2008 President. INV REL Devotes 5 HR/MO; 0 HR/WK during trading 2) Real Estate-TJ Properties, 1604 Mountain View Rd. Suite 2 Rapid City, SD 12/03/2014 as Managing Partners Real Estate Rentals. Non-INV REL Devotes 2 HR/MO; 1 HR during trading 3) Real Estate-The J Team, 8151 W. 44th Ave, Wheatridge, CO 09/02/1997 as Limited Partner, Real estate holdings with family members. Non-INV REL Devotes 1 HR/YR; 0 HR/WK during trading 4) Crump Life, 280 S. 400 West, Suite 100 Salt Lake City, UT , 01/01/2010 as INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. Non-INV REL - 2HR/MO - 2/TRADING. 7) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 8) JO MOMMA SAYS INVESTMENTS, LLC, 8151 W 44TH AVE, WHEATRIDGE, CO, INVESTMENT CLUB PARTICIPATING, FAMILY INVESTEMENTS, 09/02/97, NIR, 1/YR- 0/TRADING 9) JON D JOHNSON, 1604 MOUNTAIN VIEW RD, STE 2, RAPID CITY, SD, NOTARY PUBLIC, 06/01/21, NIR, 1 HR/MO- 1/TRADING HR. 10) ASSOCIATION OF FINANCIAL EDUCATORS (AFE), 1604 Mountain View Rd Ste 2 Rapid City SD 57702, 01/2022, VOLUNTEER, Financial Literacy Trainer, NIR, 5 HR/MONTH 5 HR/MONTH TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-25
  • S66 Uniform Combined State Law Examination
    2007-07-25

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