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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
1 Seneca St Ste 2900, Buffalo, NY 14203 • United States
Getzville, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Williamsville | NY | 07/2011 | 07/2020 |
| Bank Of America, N.A. | Williamsville | NY | 11/2011 | 07/2020 |
| Ameriprise Financial Services Inc | Amherst | NY | 07/2020 | 07/2020 |
| Ameriprise Financial Services, Llc | Buffalo | NY | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Buffalo | NY | 07/2020 | Present |
Real Estate Ownership; Multi-Family; 319 Colvin Avenue, , Buffalo, NY, 14216; Not Investment-Related; 07/01/2020. Business Ownership; NextGenBurk; Owner; I created it for future protection from personal liability. Intended use undecided.; 740 Dodge Road, , Getzville, NY, 14068; Not Investment-Related; 02/19/2026; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-02 |
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