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John V Rivera

Hilltop Securities Inc.

Dallas, TX

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Current Employers
Hilltop Securities Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-09-09
AZ RA APPROVED 2025-09-08
FL RA APPROVED 2025-09-08
IL RA APPROVED 2025-09-08
OK RA APPROVED 2025-09-08
OR RA APPROVED 2025-09-08
WA RA APPROVED 2025-09-08
CA RA APPROVED 2025-09-05
CO RA APPROVED 2025-09-05
NV RA APPROVED 2025-09-05
TX RA APPROVED 2025-09-05
  • OH RA
    APPROVED
    Since 2025-09-09
  • AZ RA
    APPROVED
    Since 2025-09-08
  • FL RA
    APPROVED
    Since 2025-09-08
  • IL RA
    APPROVED
    Since 2025-09-08
  • OK RA
    APPROVED
    Since 2025-09-08
  • OR RA
    APPROVED
    Since 2025-09-08
  • WA RA
    APPROVED
    Since 2025-09-08
  • CA RA
    APPROVED
    Since 2025-09-05
  • CO RA
    APPROVED
    Since 2025-09-05
  • NV RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

8201 Preston Rd. Suite 600, Dallas, TX 75225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na. Heath TX 11/2014 09/2025
J.P. Morgan Securities Llc Heath TX 12/2014 09/2025
The Finishing Touch Painting Co Rowlett TX 04/1999 01/2019
Hilltop Securities Inc. Dallas TX 09/2025 Present
Previous Registrations
  • 2019-04-04 → 2025-09-08
    J.P. Morgan Securities Llc
    Plano, TX
    Rowlett, TX
    Wylie, TX
    Rockwall, TX
    Rockwall, TX
    Rowlett, TX
    Wylie, TX
    Heath, TX
    Heath, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-30
S63 Uniform Securities Agent State Law Examination 2007-06-21
  • S66 Uniform Combined State Law Examination
    2019-03-30
  • S63 Uniform Securities Agent State Law Examination
    2007-06-21
Other Names
  • John V Rivera
  • John V Rivera
  • John Valdez Rivera

View on SEC IAPD

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