Todd A. Baxter

Current Employers

Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2020-02-05
OH	RA	APPROVED	2015-01-30

FL RA
APPROVED

Since 2020-02-05
OH RA
APPROVED

Since 2015-01-30

Branch Locations

54 Westchester Drive, Austintown, OH 44515 • United States

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sterne Agee Financial Services, Inc.	Austintown	OH	09/2014	06/2017
Sterne Agee Investment Advisor Services, Inc.	Birmingham	AL	01/2015	06/2017
Stonex Securities Inc	Austintown	OH	06/2017	Present
Stonex Advisors Inc	Austintown	OH	06/2017	Present

09/2014 → 06/2017

Sterne Agee Financial Services, Inc.

Austintown, OH
01/2015 → 06/2017

Sterne Agee Investment Advisor Services, Inc.

Birmingham, AL
06/2017 → Present

Stonex Securities Inc

Austintown, OH
06/2017 → Present

Stonex Advisors Inc

Austintown, OH

Previous Registrations

2008-07-01 → 2015-01-30

Wrp Investments, Inc.

Austintown, OH

Austintown, OH

Canfield, OH

Youngstown, OH

Other Businesses

Baxter Associates, LLC 54 Westchester Drive Suite 2, Austintown, OH 44515 Tax Preperation & Insurance Sales LLC electing S Corp Enrolled Agent/Tax Preparer/Insurance Sales Prepare Taxes and sale insurance 25% of time spent involving business

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-12-14
S63	Uniform Securities Agent State Law Examination	2007-07-06

S65 Uniform Investment Adviser Law Examination

2007-12-14
S63 Uniform Securities Agent State Law Examination

2007-07-06

View on SEC IAPD