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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-02-19
TX RA APPROVED 2024-02-16
  • LA RA
    APPROVED
    Since 2024-02-19
  • TX RA
    APPROVED
    Since 2024-02-16

Branch Locations

201 Saint Charles Ave Floor 28, New Orleans, LA 70170 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New Orleans LA 08/2013 Present
Jpmorgan Chase Bank, N.A. New Orleans LA 07/2013 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-16
S63 Uniform Securities Agent State Law Examination 2013-11-25
  • S65 Uniform Investment Adviser Law Examination
    2024-02-16
  • S63 Uniform Securities Agent State Law Examination
    2013-11-25
Other Names
  • Eric Greenberg

View on SEC IAPD

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