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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2007-10-08
  • VA RA
    APPROVED
    Since 2007-10-08

Branch Locations

1108 Eden Square, Chesapeake, VA 23320 • United States

Norfolk, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Chesapeake VA 05/2007 Present
  • 05/2007 → Present
    Ameriprise Financial Services, Inc.
    Chesapeake, VA
Other Businesses

Business Ownership; Other; Other; 1107 Eden Square, Chesapeake, VA 23320, , ** not provided **, N/A, 00000; Not Investment-Related; 05/08/2019; 0 hours per month; 0 during trading hours / Other; Other; 136 W Gilpin Ave, , Norfolk, VA, 23503; Not Investment-Related; 10/24/2022; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-05
  • S66 Uniform Combined State Law Examination
    2007-10-05
Other Names
  • Catherine Ames Davis
  • Catherine Ames Davis

View on SEC IAPD

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