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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-21
WI RA APPROVED 2012-08-02
  • MN RA
    APPROVED
    Since 2014-01-21
  • WI RA
    APPROVED
    Since 2012-08-02

Branch Locations

N16W23217 Stone Ridge Drive Ste 120, Waukesha, WI 53188 • United States

10417 Excelsior Blvd. Suite 1, Hopkins, MN 55343 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of Omaha Insurance Co Bloomington MN 06/2006 Present
  • 06/2006 → Present
    Mutual Of Omaha Insurance Co
    Bloomington, MN
Other Businesses

INSURANCE AGENT; START DATE: 2006; NON-INVESTMENT RELATED; INSURANCE LINES: LIFE, HEALTH, AND ANNUITY; Approximately 40 hours per week. 40% owner of Clarity Financial LLC; START DATE: 1/1/2019 Co-Owner/Landlord; Office Building; Address: 10417 Excelsior Blvd, Hopkins, MN 55343; Start Date: 05/23/2022; Approximately 35% of office building rented to tenants; Approximate monthly income: $5,000; Income flows to Clarity Financial LLC; I receive no financial compensation from rental activities; Approximately 5 hours per week/month devoted to this activity. Co-Owner of Clarity Real Estate LLC. Periodic incidental income to maintain property. Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1/hr per week. Submit qualified forward/reverse mortgage leads to Mutual of Omaha Mortgage when a customer indicates a potential need for these services. Rental property. Aug 2025 purchase. 7145 Nicollet Ave, Richfield, MN 55423. 5 Hours per week.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-31
S63 Uniform Securities Agent State Law Examination 2007-08-03
  • S65 Uniform Investment Adviser Law Examination
    2012-07-31
  • S63 Uniform Securities Agent State Law Examination
    2007-08-03
Designations

View on SEC IAPD

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