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Carol Ysabel Beckett

Edelman Financial Engines

East Meadow, NY

CRD 5336356

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Employer firm

Edelman Financial Engines CRD 104510

$326B regulatory AUM 322,130 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-28
  • NY RA
    APPROVED
    Since 2021-04-28

Branch Locations

East Meadow, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 10/2012 09/2018
Edelman Financial Services, Llc Fairfax VA 09/2018 11/2018
Financial Engines Advisors L.L.C. Sunnyvale CA 11/2018 07/2021
Edelman Financial Engines Santa Clara CA 07/2021 03/2022
Edelman Financial Engines Santa Clara CA 03/2022 03/2025
Edelman Financial Engines Santa Clara CA 03/2025 Present
Previous Registrations
  • 2018-10-17 → 2018-11-01
    Edelman Financial Services, Llc
    Uniondale, NY
  • 2014-08-08 → 2018-09-12
    J.P. Morgan Securities Llc
    New York, NY
    New York, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-01
S63 Uniform Securities Agent State Law Examination 2007-06-26
  • S66 Uniform Combined State Law Examination
    2014-08-01
  • S63 Uniform Securities Agent State Law Examination
    2007-06-26
Other Names
  • Carol Y Castillo
  • Carol Y Beckett

View on SEC IAPD

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