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Snigdha Adhikari

Principal Securities, Inc.

Sharonville, OH

Downers Grove, IL

Dublin, OH

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-10-06
  • IL RA
    APPROVED
    Since 2023-10-06

Branch Locations

400 E Business Way Ste 125, Sharonville, OH 45241 • United States

3333 Finley Rd Ste 500, Downers Grove, IL 60515 • United States

5600 Blazer Pkwy Ste 300, Dublin, OH 43017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Bellevue WA 05/2007 01/2021
The Prudential Insurance Company Of America Bellevue WA 05/2007 01/2021
Massmutual Life Insurance Co. Northbrook IL 05/2021 08/2021
Mml Investors Services Northbrook IL 07/2021 08/2021
Unemployed Bellevue WA 01/2021 05/2021
Aegis Capital Corp New York NY 10/2021 02/2022
Unemployed Burr Ridge IL 03/2022 06/2023
Principal Life Insurance Company Downers Grove IL 06/2023 Present
Principal Securities Inc Downers Grove IL 06/2023 Present
  • 05/2007 → 01/2021
    Pruco Securities, Llc.
    Bellevue, WA
  • 05/2007 → 01/2021
    The Prudential Insurance Company Of America
    Bellevue, WA
  • 05/2021 → 08/2021
    Massmutual Life Insurance Co.
    Northbrook, IL
  • 07/2021 → 08/2021
    Mml Investors Services
    Northbrook, IL
  • 01/2021 → 05/2021
    Unemployed
    Bellevue, WA
  • 10/2021 → 02/2022
    Aegis Capital Corp
    New York, NY
  • 03/2022 → 06/2023
    Unemployed
    Burr Ridge, IL
  • 06/2023 → Present
    Principal Life Insurance Company
    Downers Grove, IL
  • 06/2023 → Present
    Principal Securities Inc
    Downers Grove, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-02-18
S63 Uniform Securities Agent State Law Examination 2007-06-06
  • S65 Uniform Investment Adviser Law Examination
    2011-02-18
  • S63 Uniform Securities Agent State Law Examination
    2007-06-06
Other Names
  • Snigdha Adhikara

View on SEC IAPD

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Mollie Anne Marot
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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Cincinnati, OH
MOY INVESTMENT MANAGEMENT, LLC · CINCINNATI, OH
CERITY PARTNERS LLC · Cincinnati, OH
CERITY PARTNERS LLC · CINCINNATI, OH
MONEY & CLARITY · CINCINNATI, OH
EDELMAN FINANCIAL ENGINES · CINCINNATI, OH
WEALTHQUEST CORPORATION · CINCINNATI, OH
CX INSTITUTIONAL, LLC · CINCINNATI, OH

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