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Lee Dennis Miles

Private Advisor Group, LLC

Morristown, NJ

Jackson, MI

CRD 5336144

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Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-31
MI RA APPROVED 2025-01-01
TX RA APPROVED 2024-07-19
  • FL RA
    APPROVED
    Since 2025-01-31
  • MI RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2024-07-19

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

2652 Spring Arbor Rd., Jackson, MI 49203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
World Group Securities Las Vegas NV 05/2007 Present
Federal Financial Group Llc Las Vegas NV 04/2006 Present
World Financial Group Las Vegas NV 08/2005 Present
Private Advisor Group, Llc Morristown NJ 07/2019 Present
Ldm And Associates Incorporated Jackson MI 01/2008 Present
  • 05/2007 → Present
    World Group Securities
    Las Vegas, NV
  • 04/2006 → Present
    Federal Financial Group Llc
    Las Vegas, NV
  • 08/2005 → Present
    World Financial Group
    Las Vegas, NV
  • 07/2019 → Present
    Morristown, NJ
  • 01/2008 → Present
    Ldm And Associates Incorporated
    Jackson, MI
Other Businesses

1.Mr. Miles holds a license to sell insurance, but any such insurance business is separate and apart from investment advisory services that Mr. Miles provides through Private Advisor Group. 2.Mr. Miles uses LDM Advisors as the name of the business under which he provides investment advice through Private Advisor Group, LLC.

Designations
  • Chartered Financial Consultant
Other Names
  • Lee Dennis Miles
  • Lee Miles

View on SEC IAPD

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