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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-05-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Auburn | CA | 05/2015 | Present |
1. Notary; 915 Matson Drive Auburn, CA 95603; Notary; Notary Public; notarize documents per the State of CA rules; 10/01/2014; 1hr/mth; During securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2012-03-08 |
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