Domenick Giovanni Juliano

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2012-04-27

TX RA
APPROVED

Since 2012-04-27

Branch Locations

Duncanville, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Duncanville	TX	04/2012	Present

04/2012 → Present

Lpl Financial Llc

Duncanville, TX

Previous Registrations

2007-12-14 → 2012-05-03

Edward Jones

Duncaville, TX

Dallas, TX

St Louis, MO

Other Businesses

(1) 09/26/2013: Futbol Mundial Inc. - Business Entity For Tax/Investment Purposes Only - NOT INV REL - At Reported Business Location(s) - President: Corporation solely exist to collect a note payable owed to Futbol Mundial. No work performed on a monthly basis. - 1% Time Spent

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-11-04

S66 Uniform Combined State Law Examination

2007-11-04

View on SEC IAPD