April L Martin

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 01/2020
  Securities America, Inc.
  Charlottesville, VA
• 10/2014 → 12/2019
  Securities America Advisors
  Charlottesville, VA
• 01/2020 → Present
  Lpl Financial Llc
  Charlottesville, VA

Previous Registrations

• 2014-10-27 → 2020-01-23
  Securities America Advisors, Inc.
  Charlottesville, VA
• 2009-09-10 → 2014-10-31
  New England Securities
  Richmond, VA
  Charlottesville, VA

Other Businesses

1. 1/23/2020 - A. Martin & Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/13/2015 - Time Spent 100%. 2. 1/23/2020- APRIL MARTIN- MUSICIAN - Not Investment Related - Home Based - Other - Started 01/01/1996 - 5 Hours Per Month - Play music at an assisted living facility and a local theatre. 3. 12/8/2021 - a. martin & associates - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/15/2021 - 50 Hours Per Month/4 Hours During Securities Trading. 4. 12/10/2024 - a. martin & associates insurance services - Insurance Agency - Investment Related - At Reported Business Location(s) - Start Date: 01/01/2025 - 20 Hours Per Month/2 Hours During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-08-27
• S63 Uniform Securities Agent State Law Examination
  2007-06-08