Benjamin J Bowden

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-04-05

TX RA
APPROVED

Since 2016-04-05

Branch Locations

2591 Dallas Pkwy Ste 401, Frisco, TX 75034 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Life Insurance Company	Milwaukee	WI	03/2016	Present
Northwestern Mutual Investment Services Llc	Frisco	TX	03/2016	Present

03/2016 → Present

Northwestern Mutual Life Insurance Company

Milwaukee, WI
03/2016 → Present

Northwestern Mutual Investment Services Llc

Frisco, TX

Previous Registrations

2013-08-30 → 2016-02-29

Wells Fargo Clearing Services, Llc

Fort Worth, TX

Addison, TX

Frisco, TX

Frisco, TX

The Colony, TX
2007-08-17 → 2013-09-03

Edward Jones

Prosper, TX

Frisco, TX

St Louis, MO

Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-08-14

S66 Uniform Combined State Law Examination

2007-08-14

Other Names

Benjie Bowden
Ben Bowden
Benjamin Bowden
Benjamin Jay Bowden
Ben J Bowden

View on SEC IAPD