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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2020-09-23 |
Branch Locations
One International Place Suite 2810, Boston, MA 02110 • United States
Belmont, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Inc. | Boston | MA | 04/2010 | 04/2018 |
| J.P. Morgan Chase Bank, Na | Boston | MA | 11/2016 | 04/2018 |
| Raymond James & Associates, Inc. | Boston | MA | 04/2018 | 10/2020 |
| Raymond James & Associates, Inc. | Waterville Valley | NH | 10/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-11 |
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