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James King Hedges

Harvest Capital Assets, LLC

Sanborn, NY

Surfside Beach, SC

CRD 5335632

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Employer firm

Harvest Capital Assets, LLC CRD 269951

$72.0M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Harvest Capital Assets, Llc

Sanborn, NY • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-12-02
NY RA APPROVED 2021-08-12
  • SC RA
    APPROVED
    Since 2024-12-02
  • NY RA
    APPROVED
    Since 2021-08-12

Branch Locations

Sanborn, NY • United States

Surfside Beach, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Columbia SC 07/2012 11/2016
Wells Fargo Clearing Services, Llc Columbia SC 11/2016 Present
Wells Fargo Advisors Dillon SC 07/2012 01/2017
Harvest Capital Assets, Llc Surfside Beach SC 05/2019 Present
Harvest Capital Assets Lockport NY 02/2018 05/2019
Previous Registrations
  • 2012-07-09 → 2018-01-29
    Wells Fargo Clearing Services, Llc
    Darlington, SC
    Columbia, SC
    Cheraw, SC
    Dillon, SC
    Marion, SC
    Bennettsville, SC
    Charleston, SC
  • 2007-09-07 → 2012-07-13
    Edward Jones
    Bennettsville, SC
    Dillon, SC
    Cheektowaga, NY
    St Louis, MO
Other Businesses

RENTAL PROPERTY, INV RELATED, SURFSIDE BEACH, SC, 100% OWNED WITH SPOUSE, START: 11/2016, 0 HOURS, NO DUTIES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-12
  • S66 Uniform Combined State Law Examination
    2007-07-12
Other Names
  • James K Hedges
  • Jim Hedges

View on SEC IAPD

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