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Kevin Michael Stuart

LPl Financial LLC

Decatur, AL

Decatur, AL

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-06-10
  • AL RA
    APPROVED
    Since 2026-06-10

Branch Locations

2130 6Th Avenue, Suite 300, Decatur, AL 35601 • United States

2130 6Th Avenue, Suite 300, Decatur, AL 35601 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Decatur AL 06/2026 Present
Lpl Financial Llc Huntsville AL 11/2014 04/2022
Ameriprise Financial Services, Llc Huntsville AL 04/2022 06/2026
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-05-05
S63 Uniform Securities Agent State Law Examination 2007-07-19
  • S65 Uniform Investment Adviser Law Examination
    2011-05-05
  • S63 Uniform Securities Agent State Law Examination
    2007-07-19
Other Names
  • Kevin Stuart
  • Kevin M Stuart

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
PNC WEALTH MANAGEMENT LLC
LPL FINANCIAL LLC
EDWARD JONES
OSAIC WEALTH, INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED
AXIENT INVESTMENT ADVISORS LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

PATRICIA DOUGLAS WINSETT
William Wyker
Trace Quinton Lentz
Maxime Andre Jean Faure
TRACY LAMAR LENTZ
RICHARD DWIGHT THOMPSON
GEORGE RAY BREEDEN
THOMAS C MCCLESKEY

Other Offices

CETERA INVESTMENT ADVISERS LLC · DECATUR, AL
PNC WEALTH MANAGEMENT LLC · DECATUR, AL
LPL FINANCIAL LLC · DECATUR, AL
EDWARD JONES · Decatur, AL
LPL FINANCIAL LLC · DECATUR, AL
LPL FINANCIAL LLC · DECATUR, AL
OSAIC WEALTH, INC. · DECATUR, AL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · DECATUR, AL

More in Decatur, AL

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