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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-05-24 |
| CA | RA | APPROVED | 2021-05-12 |
Branch Locations
500 N Glendale Ave, Glendale, CA 91206 • United States
500 North Glendale Avenue, Glendale, CA 91206 • United States
8040 Vineland Ave., Sun Valley, CA 91352 • United States
1635 W Glenoaks Blvd, Glendale, CA 91201 • United States
10050 W Riverside Dr, Toluca Lake, CA 91602 • United States
8301 Laurel Canyon Blvd, Sun Valley, CA 91352 • United States
224 W Colorado St, Ste 101A, Glendale, CA 91204 • United States
2915 Los Feliz Blvd, Los Angeles, CA 90039 • United States
6589 Foothill Blvd., Tujunga, CA 91042 • United States
840 N. San Fernando Blvd., Burbank, CA 91502 • United States
620 N. Brand Blvd., Glendale, CA 91203 • United States
2963 Foothill Blvd., La Crescenta, CA 91214 • United States
12051 Ventura Blvd., Studio City, CA 91604 • United States
5700 N. Figueroa St., Los Angeles, CA 90042 • United States
2314 Honolulu Avenue, Montrose, CA 91020 • United States
5555 Van Nuys Blvd, Sherman Oaks, CA 91401 • United States
8450 Van Nuys Blvd., Panorama City, CA 91402 • United States
17200 Saticoy St, Van Nuys, CA 91406 • United States
13949 Ventura Blvd., Sherman Oaks, CA 91423 • United States
15100 Ventura Blvd, Sherman Oaks, CA 91403 • United States
7108 Sepulveda Blvd, Van Nuys, CA 91405 • United States
6300 Van Nuys Boulevard, Van Nuys, CA 91401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc | Carlsbad | CA | 09/2008 | 02/2021 |
| J.P. Morgan Securities Llc | San Marino | CA | 04/2021 | Present |
| Td Ameritrade Services Co., Inc | Carlsbad | CA | 09/2008 | 01/2021 |
| Unemployed | Lake Balboa | CA | 02/2021 | 03/2021 |
| Td Ameritrade Investment Management, Llc | Carlsbad | CA | 09/2008 | 12/2020 |
Name of Outside Business: NorthMainLLC; Investment Related:Yes; Address of Outside Business:Los Angeles, CA; Nature of Outside Business:Financial Services; Position:Member; Start Date:8/1/2017; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: I am a passive investor, I have 0 obligations other than the initial investment. I have no ability to make any business decisions regarding the LLC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-16 |
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