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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-11-23
MO RA APPROVED 2015-10-01
GA RA APPROVED 2013-09-04
IL RA APPROVED 2011-03-28
TX RA APPROVED 2011-03-28
  • CO RA
    APPROVED
    Since 2020-11-23
  • MO RA
    APPROVED
    Since 2015-10-01
  • GA RA
    APPROVED
    Since 2013-09-04
  • IL RA
    APPROVED
    Since 2011-03-28
  • TX RA
    APPROVED
    Since 2011-03-28

Branch Locations

3455 Peachtree Rd Ne Pbig - Atlanta Pw, Atlanta, GA 30326 • United States

200 Josephine St, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 11/2009 Present
Bank Of America, N.A. Atlanta GA 05/2015 Present
Other Businesses

I*82667 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: INDY BARGAIN CENTER, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: LARGO, FLORIDA 33771 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OTHER, PARTIAL OWNER THAT ACTS IN A CONSULTANT ROLE. START DATE OF RELATIONSHIP: 7/1/2015 NUMBER OF HOURS DEVOTED: 260 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INDY BARGAIN CENTER IS A COMPANY THAT BUYS RETAIL GOODS WHOLESALE AND RE-SELLS THEM ON THE INTERNET. I WILL BE AN INVESTOR, BUT WILL HAVE VERY LITTLE HANDS ON RESPONSIBILITIES AS I'M IN ATLANTA AND THE COMPANY IS LOCATED AND REGISTERED IN ST. PETE FL I*6257 FOR PROFIT OR NOT FOR PROFIT: NAME OF OUTSIDE BUSINESS ORGANIZATION: RYAN VANMETER INVESTMENT RELATED: ADDRESS OF BUSINESS: ATLANTA, GEORGIA 30324 NATURE OF BUSINESS: , POSITION, TITLE, ASSOCIATION: , START DATE OF RELATIONSHIP: 2/1/2018 NUMBER OF HOURS DEVOTED: 5 HOUR(S) NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I*547288 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Frisco, Colorado, 80443 Nature of business: Position, title, association: Sole owner, Start date of relationship: 10/25/2021 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: ,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-25
  • S66 Uniform Combined State Law Examination
    2011-03-25
Other Names
  • Ryan S Vanmeter
  • Ryan Vanmeter

View on SEC IAPD

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