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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2020-11-23 |
| MO | RA | APPROVED | 2015-10-01 |
| GA | RA | APPROVED | 2013-09-04 |
| IL | RA | APPROVED | 2011-03-28 |
| TX | RA | APPROVED | 2011-03-28 |
Branch Locations
3455 Peachtree Rd Ne Pbig - Atlanta Pw, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 11/2009 | Present |
| Bank Of America, N.A. | Atlanta | GA | 05/2015 | Present |
I*82667 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: INDY BARGAIN CENTER, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: LARGO, FLORIDA 33771 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OTHER, PARTIAL OWNER THAT ACTS IN A CONSULTANT ROLE. START DATE OF RELATIONSHIP: 7/1/2015 NUMBER OF HOURS DEVOTED: 260 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INDY BARGAIN CENTER IS A COMPANY THAT BUYS RETAIL GOODS WHOLESALE AND RE-SELLS THEM ON THE INTERNET. I WILL BE AN INVESTOR, BUT WILL HAVE VERY LITTLE HANDS ON RESPONSIBILITIES AS I'M IN ATLANTA AND THE COMPANY IS LOCATED AND REGISTERED IN ST. PETE FL I*6257 FOR PROFIT OR NOT FOR PROFIT: NAME OF OUTSIDE BUSINESS ORGANIZATION: RYAN VANMETER INVESTMENT RELATED: ADDRESS OF BUSINESS: ATLANTA, GEORGIA 30324 NATURE OF BUSINESS: , POSITION, TITLE, ASSOCIATION: , START DATE OF RELATIONSHIP: 2/1/2018 NUMBER OF HOURS DEVOTED: 5 HOUR(S) NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I*547288 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Frisco, Colorado, 80443 Nature of business: Position, title, association: Sole owner, Start date of relationship: 10/25/2021 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: ,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-25 |
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