Stephen Michael Tucci

Current Employers

Employment History

• 03/2012 → 08/2018
  Suntrust Investment Services, Inc.
  Atlanta, GA
• 09/2016 → 08/2018
  Suntrust Advisory Services
  Atlanta, GA
• 08/2018 → 02/2021
  Bb&T Securities
  Tampa, FL
• 02/2021 → 01/2022
  Truist Investment Services, Inc.
  Tampa, FL
• 02/2021 → 01/2022
  Truist Advisory Services, Inc.
  Atlanta, GA
• 01/2022 → Present
  Rbc Capital Markets, Llc
  Sarasota, FL
• 08/2022 → Present
  City National Bank
  Sarasota, FL

Previous Registrations

• 2021-02-17 → 2022-02-01
  Truist Advisory Services, Inc.
  Atlanta, GA
  Tampa, FL
• 2018-08-06 → 2021-02-17
  Bb&T Securities, Llc
  Tampa, FL
  Richmond, VA
• 2016-11-10 → 2018-08-09
  Truist Advisory Services, Inc.
  Sarasota, FL
  Sarasota, FL
  Sarasota, FL
  Sarasota, FL
  Sarasota, FL
• 2012-04-24 → 2016-12-31
  Truist Investment Services, Inc.
  Sarasota, FL
  Punta Gorda, FL
  Sarasota, FL
  Miramar, FL
  Sarasota, FL
  Sarasota, FL
  Sarasota, FL
• 2010-11-10 → 2012-03-06
  Lpl Financial Llc
  Sarasota, FL
  Ft. Myers, FL
  Bradenton, FL
• 2010-03-11 → 2010-10-14
  Pnc Wealth Management Llc
  Boca Raton, FL
  Delray Beach, FL
  Boca Raton, FL
  Boca Raton, FL
  Boca Raton, FL
  Boca Raton, FL
  Boca Raton, FL
  Delray Beach, FL
• 2009-11-13 → 2010-01-04
  Pnc Wealth Management Llc
  Clayton, MO
• 2007-11-07 → 2009-11-13
  Natcity Investments, Inc.
  Clayton, MO
• 2007-07-06 → 2007-09-12
  Equitable Advisors, Llc
  Creve Coeur, MO

Other Businesses

(1) SFP82 LLC POSITION: Owner NATURE: Rental Homes 5403 Lexington Dr, Parrish, FL 34219 and 4006 3rd Ave E, Bradenton, FL 34208 INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 06/29/2012 ADDRESS: Buffalo, WY DESCRIPTION: Landlord and Property Manager for both properties (2) SCUBA STEVE'S CERTIFICATION & UNDERWATER TOURS, LLC POSITION: MM NATURE: I will be providing SCUBA certifications and underwater tours. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/28/2020 ADDRESS: 12231 Lavender Loop, Bradenton FL 34212 (3) NAME OF ENTITY: Stephen Tucci ADDRESS: 17109 1st. Dr. E Bradenton, FL 34212 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Apr 01, 2025 CAPACITY: Owner DUTIES: I own and manage the single family residential home. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

• S66 Uniform Combined State Law Examination
  2007-07-05

Designations