Laura Ashley Adcock

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
MS	RA	APPROVED	2021-03-15
LA	RA	APPROVED	2017-05-24
TX	RA	APPROVED	2016-11-08

MS RA
APPROVED

Since 2021-03-15
LA RA
APPROVED

Since 2017-05-24
TX RA
APPROVED

Since 2016-11-08

Branch Locations

8201 Village Plaza Court Ste 2B, Baton Rouge, LA 70810 • United States

115 Laurel Park Cove Ste 211, Flowood, MS 39232 • United States

Baton Rouge, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Baton Rouge	LA	09/2009	03/2020
Ameriprise Financial Services, Llc	Baton Rouge	LA	03/2020	Present

09/2009 → 03/2020

Ameriprise Financial Services, Inc.

Baton Rouge, LA
03/2020 → Present

Ameriprise Financial Services, Llc

Baton Rouge, LA

Other Businesses

Board of Directors; MBS Council of Education; Chair; 8033 Baringer Road, , Baton Rouge, LA, 70817; Not Investment-Related; 08/01/2026; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-10-11
S63	Uniform Securities Agent State Law Examination	2012-12-10

S66 Uniform Combined State Law Examination

2016-10-11
S63 Uniform Securities Agent State Law Examination

2012-12-10

Other Names

Laura Ashley Kemp

View on SEC IAPD